Ukrainian dual use export control evolution: historical pickles
Abstract
A prime object of this effort was to evaluate the premises of appearance and historical evolution of export control and transfer of dual use (DU) technologies emerged in Ukraine after 1991.
Investigated problem: Liquidation of Soviet's monopoly on foreign trade in 1990s, a change in relations between the state and commodity producers, and a massive entry of unprepared exporters chasing maximum profits into the world market could not be envisaged in a full swing at that time by young and unexperienced Ukrainian export control system. The paper looks into Ukrainian DU technology transfer (TT) through a prism of historical premises. Those premises have been formed and are still found standing amongst technology offeror/end user and other TT players. Needless to say, that a technology transfer is a complicated, multi-leveled and multi-players process being impacted and followed with few factors and historically pre-set conditions that constrain its success or failure at the end. The development of DU technologies continues in a quagmire of conflicting interests, the ongoing war in Ukraine, national security and export control rationales.
For the time being, debates on Ukrainian DU technologies and their misuse so far lack creativity and rather blurred; political and diplomatic initiatives came finally to nowhere trying to find turnkey solutions, all this is quite a challenge nowadays.
The results of this analytical endeavor make a further solid floor for further debates in terms of politics, legislation and export control
Downloads
References
Act of Declaration of Independence of Ukraine (1991). Available at: https://worldhistorycommons.org/act-declaration-independence-ukraine
Kartuzov, E. (2022). Transfer of Ukrainian technologies of production of dual use advanced materials to the EU: Barriers & Challenges. ULiège, 276.
An overview of defense conversion in Ukraine (1997). BICC. Available at: https://www.bicc.de/uploads/tx_bicctools/paper9.pdf
Pro zovnishnoekonomichnu diialnist (1991). Zakon Ukrainy No. 959-XII. 16.04.1991. Available at: https://zakon3.rada.gov.ua/laws/show/959-12
Pro utvorennia Uriadovoi ekspertno-tekhnichnoi komisii (1992). Postanova Kabinetu ministriv Ukrainy No. 153. 25.03.1992. Available at: https://zakon3.rada.gov.ua/laws/show/153-92-%D0%BF
Pro dalshe vdoskonalennia derzhavnoho eksportnoho kontroliu (1996). Ukaz Prezydenta Ukrainy No. 1279/96. 28.12.1996. Available at: https://zakon3.rada.gov.ua/laws/show/1279/96
Pro vdoskonalennia derzhavnoho kontroliu za eksportom (importom) zbroi, viiskovoi tekhniky ta materialiv, shcho mozhut vykorystovuvatysia dlia yikh stvorennia (1993). Postanova Kabinetu ministriv Ukrainy No. 160. 04.03.1993. Available at: https://zakon.rada.gov.ua/laws/show/160-93-%D0%BF#Text
Pro Uriadovu komisiiu z polityky eksportnoho kontroliu (1997). Postanova Kabinetu ministriv Ukrainy No. 1199. 03.11.1997. Available at: https://ips.ligazakon.net/document/view/KP971199?_ga=2.111919949.810190802.1570438988-758891540.1570438988
Uhoda mizh Uriadom Ukrainy i Uriadom Spoluchenykh Shtativ Ameryky pro humanitarne i tekhniko-ekonomichne spivrobitnytstvo (1992). Available at: https://zakon.rada.gov.ua/laws/show/840_295?lang=en
Pro Polozhennia pro Derzhavnu sluzhbu eksportnoho kontroliu Ukrainy (1997). Ukaz Prezydenta Ukrainy No. 433/97. 14.05.1997. Available at: http://consultant.parus.ua/?doc=00APL81E7A&abz=0RAP1
On Ukraine's Accession to the Treaty on the Non-Proliferation of Nuclear Weapons of July 1, 1968 (1994). Закон України No. 248/94-ВР. 16.11.1994. Available at: https://zakon.rada.gov.ua/laws/show/en/248/94-%D0%B2%D1%80?lang=en
Pro zatverdzhennia Polozhennia pro poriadok derzhavnoho kontroliu za mizhnarodnymy peredachamy tovariv, shcho vykorystovuiutsia abo mozhut buty vykorystani u stvorenni raketnoi zbroi (1995). Postanova Kabinetu Ministriv Ukrainy No. 563. 27.06.1995. Available at: https://ips.ligazakon.net/document/view/KP950563?bl=https://ips.ligazakon.net/document/view/KP040086?bl=https://www.nuclearsuppliersgroup.org/en/
Pro zminy u strukturi tsentralnykh orhaniv vykonavchoi vlady (1999). Ukaz Prezydenta Ukrainy No. 1573/99. 15.12.1999. Available at: https://zakon.rada.gov.ua/laws/show/1573/99#Text
The Wassenaar Arrangement. Available at:https://www.wassenaar.org/
Pro Derzhavnu sluzhbu eksportnoho kontroliu Ukrainy (2001). Ukaz Prezydenta Ukrainy No. 1265/2001. 27.12.2001. Available at: https://zakon2.rada.gov.ua/laws/show/1265/2001
Halak, S. P., Grishutkin, O. M., Perepelytsya, G. M., Siver, O. I.; Grishutkin, O. M. (Ed.) (2013). Eksportnyi kontrol v systemi mizhnarodnoi bezpeky. Kyiv: KNU, 336.
Ostapenko, A. V. (2011). Bases of EU legislation in the field of control of dual-use items and technologies. Bulletin of export control, 1, 21–24.
Pro vnesennia zmin do Zakonu Ukrainy "Pro derzhavnyi kontrol za mizhnarodnymy peredachamy tovariv viiskovoho pryznachennia ta podviinoho vykorystannia" (2010). Zakon Ukrainy No. 2561-VI. 23.09.2010. Available at: https://zakon.rada.gov.ua/laws/show/2561-17?lang=en
Coronavirus disease (COVID-19) pandemic. Available at: https://www.who.int/europe/emergencies/situations/covid-19
Chemical Weapons Convention. Available at: https://www.opcw.org/chemical-weapons-convention
Costanzi, S., Koblentz, G. D. (2019). Controlling Novichoks after Salisbury: revising the Chemical Weapons Convention schedules. The Nonproliferation Review, 26 (5-6), 599–612. doi: https://doi.org/10.1080/10736700.2019.1662618
Pro derzhavnyi kontrol za mizhnarodnymy peredachamy tovariv viiskovoho pryznachennia ta podviinoho vykorystannia (2003). Zakon Ukrainy No. 549-IV. 20.02.2003. Available at: https://zakon3.rada.gov.ua/laws/show/549-15
Pro zatverdzhennia Poriadku zdiisnennia derzhavnoho kontroliu za mizhnarodnymy peredachamy tovariv viiskovoho pryznachennia (2003). Postanova Kabinetu ministriv Ukrainy No. 1807. 20.11.2003. Available at: https://zakon.rada.gov.ua/laws/show/1807-2003-%D0%BF?lang=en
Pro zatverdzhennia Poriadku zdiisnennia derzhavnoho kontroliu za mizhnarodnymy peredachamy tovariv viiskovoho pryznachennia (2004). Postanova Kabinetu ministriv Ukrainy No. 86. 28.01.2004. Available at: https://zakon.rada.gov.ua/laws/show/86-2004-%D0%BF?lang=en
Pro vnesennia zmin do deiakykh postanov Kabinetu Ministriv Ukrainy (2019). Postanova Kabinetu ministriv Ukrainy No. 916. 06.11.2019. Available at: https://zakon.rada.gov.ua/laws/show/916-2019-%D0%BF?lang=en
Nakvakin, O. S. (2011). Vnutrishnofirmovyi eksportnyi kontrol u derzhavnii kompanii. Visnyk eksportnoho kontroliu, 4, 30–34.
Pascual, K. (2003). Strengthening control over technology and weapons of mass destruction - in the interest of the world. National Security and Defense, 5, 7–9.
Grishutkin, O. (2003). Organizational and legislative bases of export control system in Ukraine. National security and defense, 5, 34–39.
Pro zatverdzhennia Prohramy diialnosti Kabinetu Ministriv Ukrainy (2020). Postanova Kabinetu ministriv Ukrainy No. 471. 12.06.2020. Available at: https://www.kmu.gov.ua/npas/pro-zatverdzhennya-programi-diyalnosti-kabinetu-ministriv-t120620
Budjeryn, M. The Breach: Ukraine’s Territorial Integrity and the Budapest Memorandum. Available at: https://www.wilsoncenter.org/sites/default/files/media/documents/publication/Issue%20Brief%20No%203--The%20Breach--Final4.pdf

Copyright (c) 2023 Egor Kartuzov

This work is licensed under a Creative Commons Attribution 4.0 International License.
Our journal abides by the Creative Commons CC BY copyright rights and permissions for open access journals.
Authors, who are published in this journal, agree to the following conditions:
1. The authors reserve the right to authorship of the work and pass the first publication right of this work to the journal under the terms of a Creative Commons CC BY, which allows others to freely distribute the published research with the obligatory reference to the authors of the original work and the first publication of the work in this journal.
2. The authors have the right to conclude separate supplement agreements that relate to non-exclusive work distribution in the form in which it has been published by the journal (for example, to upload the work to the online storage of the journal or publish it as part of a monograph), provided that the reference to the first publication of the work in this journal is included.